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Compliance Professional Training Scheme

23/09/2024 10:00 to 13/12/2024 10:00 (Asia/Kuala_Lumpur)


Learning Roadmap

Your path through CPS Certification Part 1

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Regulatory and Technical Modules 1 - 10
(e-Learning)

  1. Essentials of Capital Market Regulations: Intermediaries & Conduct

  2. Essentials of Capital Market Regulations: AMLA

  3. Essentials of Compliance

  4. Essentials of  Customer Service: Know Your Client 

  5. Compliance, Corporate Governance Risk and Ethics

  6. Introduction to Capital Markets: Economics, Products & Services

  7. Securities Trading, Derivatives Dealing And Settlements And Client Advisory In Malaysia – Part 1

  8. Securities Trading, Derivatives Dealing And Settlements And Client Advisory In Malaysia – Part 2

  9. Securities Trading, Derivatives Dealing And Settlements And Client Advisory In Malaysia – Part 3

  10. Fundamentals of Fund Management and Client Advisory in Malaysia

 


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Behavioural Modules 1-3 (Webinars)

  1. Insights into the Compliance Role and Essential Skillsets

  2. Thinking & Communication Skills for Compliance Officers
  3. Networking & Relationship Building in Compliance


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Collaborative Learning: 3 Case Studies & 20 Scenarios (Webinars & Forums)

  1. Essentials of Compliance:  Case Study Series

  2. Essentials of Compliance : Communities of Practice (Real life scenarios) 



Where

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Securities Industry Development Corporation
No.3, Persiaran Bukit Kiara,
    Bukit Kiara, W.P Kuala Lumpur 50490
    Malaysia
erp_staging_no_reply@itsmart.my

When

From 23/09/2024 10:00
To 13/12/2024 10:00

Information

The last date for REGISTRATION is on
01/12/2023